WHISTLEBLOWING OVERVIEW
The following article provides an overview of the whistleblowing regime applicable in the UK. General The Public Interest Disclosure Act…
L’IMPORTANZA DI SAPERE CON CHI HAI A CHE FARE
Per un piccolo prezzo, possiamo verificare se il nome di qualsiasi individuo o organizzazione di tua scelta e’ contenuto in…
ICARA TEMPLATE FOR MIFID INVESTMENT FIRMS
This is an ICARA template for MiFID investment firms subject to the Investment Firms Prudential Regime (“IFPR”). It can be…
COMPLIANCE MANUAL FOR FCA AUTHORISED FIRMS
This is a compliance manual for FCA authorised investment firms. This compliance manual covers all the main topics covered by…
IFPR COMPLIANCE MANUAL CHAPTER FOR MIFID INVESTMENT FIRMS
This is a template compliance manual chapter for MiFID investment firms covering the main provisions contained in the Investment Firms…
WHISTLEBLOWING HELPLINE
We are excited to announce the launch of a whistleblowing helpline, i.e. a confidential reporting service for employees to make…
KNOW YOUR CLIENT (KYC) SOLUTIONS
FSREG provides a range of know-your-client (KYC) solutions to help businesses comply with the Money Laundering, Terrorist Financing and Transfer…
INVESTMENT PITCH DECK TO RAISE CAPITAL [COMING SOON]
This is an investment pitch deck to raise capital for a start-up or fund such as a technology start-up, hedge…
STABLECOINS & CENTRAL BANK DIGITAL CURRENCIES: THE FUTURE OF CRYPTOCURRENCIES
Stablecoins are a new class of cryptocurrencies that are backed by a reserve asset to maintain price stability (“Stablecoins”). Stablecoins…
UK DOMICILIATION AND PROCESS AGENT SERVICE
We are delighted to announce the launch of a new UK domiciliation and process agent service. For a fixed fee,…