This checklist can be used by financial entities to document compliance with Chapter III (ICT-Related Incident Management, Classification and Reporting) of the Digital Operational Resilience Act (EU Regulation 2022/2554) (“DORA”).

This checklist comprises the following sections:

  • ICT-Related Incident Management Process (Article 17 of DORA);
  • Classification of ICT-Related Incidents and Cyber Threats (Article 18 of DORA);
  • Reporting of Major ICT-Related Incidents and Voluntary Notification of Significant Cyber Threats (Article 19 of DORA); and
  • Operational or Security Payment-Related Incidents Concerning Credit Institutions, Payment Institutions, Account Information Service Providers and Electronic Money Institutions (Article 23 of DORA).

A preview of this checklist is available here: ICT-Related Incident Management Process Checklist (DORA).

This checklist will help you to navigate the complexity of the provisions contained in Chapter III (ICT-Related Incident Management, Classification and Reporting) of DORA and document your firm’s compliance with those provisions in an easy-to-use fully customisable format. 

It was prepared by lawyers and is used by law firms and their clients.

Using this checklist will save you time and effort compared to preparing your ICT-Related Incident Management Process Checklist from scratch.

Having an ICT-Related Incident Management Process Checklist in place is a must for any financial entity subject to DORA.

Please use the Buy Now button below to purchase this checklist. The purchase price is £89.99. If you do not have a Paypal account, please click “Pay by Debit or Credit Card”, “Checkout as a Guest” or equivalent and provide your email address to continue.

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The ICT-Related Incident Management Process Checklist (DORA) will be emailed to you as a Word document within one working day of your order.

Disclaimer: This template is provided by Chelsea Publishing Limited trading as FSREG Templates on an “as is” basis for reference purposes only and without any guarantee of its suitability, accuracy, completeness or compliance with applicable laws and regulations.  Chelsea Publishing Limited is not responsible for any action taken or omitted to be taken based on this template and individual legal, tax and regulatory advice should be obtained before this template is used.  © 2024 Chelsea Publishing Limited (www.fsreg.com).  All rights reserved.