This checklist can be used by financial entities to document compliance with Section I of Chapter V (Managing of ICT Third-Party Risk) of the Digital Operational Resilience Act (EU Regulation 2022/2554) (“DORA”).
It is to be used when a financial entity has entered, or intends to enter, into a contract with a third-party service provider for the provision of information or communication technology (“ICT”) services, whether or not supporting critical or important functions.
The checklist comprises the following sections:
- General Principles (Article 28 of DORA);
- Preliminary Assessment of ICT Concentration Risk at Entity Level (Article 29 of DORA); and
- Key Contractual Provisions (Article 30 of DORA).
A preview of this checklist is available here: ICT Third-Party Service Provider Contract Checklist (DORA) Preview.
This checklist will help you to navigate the complexity of the provisions contained in Section I of Chapter V (Managing of ICT Third-Party Risk) of DORA and document your firm’s compliance with those provisions in an easy-to-use fully customisable format.
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The ICT Third-Party Service Provider Contract Checklist (DORA) will be emailed to you as a Word document within one working day of your order.
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