This is an ICARA template for MiFID investment firms subject to the Investment Firms Prudential Regime (“IFPR”).
It can be used by a UK MiFID investment firm to prepare an ICARA document in accordance with the provisions contained in the MIFIDPRU Sourcebook of the FCA Handbook.
It contains accompanying notes summarising the main IFPR provisions that apply to the preparation of an ICARA document.
A preview of this template is available here: ICARA Template – Preview.
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The ICARA template will be emailed to you as a Word document within one working day of your order.
We have also published a template IFPR compliance manual chapter for MiFID investment firms, which is available at the following link: IFPR Compliance Manual Chapter for MiFID Investment Firms.
Disclaimer: This template is provided by Chelsea Publishing Limited trading as FSREG Templates on an “as is” basis for reference purposes only and without any guarantee of its suitability, accuracy, completeness or compliance with applicable laws and regulations. Chelsea Publishing Limited is not responsible for any action taken or omitted to be taken based on this template and individual legal, tax and regulatory advice should be obtained before this template is used. © 2021-2022 Chelsea Publishing Limited (www.fsreg.com). All rights reserved.