At FSREG, we understand the intricacies of navigating the regulatory landscape. Our dedicated team is committed to assisting clients who aspire to obtain FCA authorisation, enabling them to conduct regulated activities seamlessly.

Whether you operate within the realm of traditional finance or are an innovative fintech or crypto business, our expertise ensures you’re compliant and  exempt, authorised or registered as appropriate.

The financial world is evolving, and with it comes the need for businesses to adapt and align with regulatory standards.

Our FCA authorisation services are designed to guide you through every step, ensuring your business operates within the legal framework.

Our Track Record Speaks Volumes

We have successfully assisted numerous clients in their regulatory journeys.

For example, we’ve helped:

  • Investment managers and advisors to become authorised by the FCA;
  • Venture capital managers to launch their first fund;
  • Smaller firms to become registered as appointed representatives (AR); and
  • Cryptoassets businesses to register under the Money Laundering Regulations.

We also confirm the availability of exemptions to businesses that do not need to be regulated.

Need Assistance?

Navigating the regulatory waters can be challenging, but you don’t have to do it alone.

If you require assistance in relation to these matters, please contact us.

Our team is here to support and guide you towards a compliant future.

Disclaimer: This article provides general information only. It is not comprehensive and does not constitute the provision of legal, investment or regulatory advice. FSREG is not responsible for any action taken or omitted to be taken on the basis of information contained in this article. © 2024 FS REG Limited (www.fsreg.com). All rights reserved.