FCA RULES APPLICABILITY ANALYSIS: CORPORATE FINANCE FIRMS
This table lists the main rules contained in the FCA handbook and the MiFID Org Regulation (Regulation (EU) 2017/565) that…
This table lists the main rules contained in the FCA handbook and the MiFID Org Regulation (Regulation (EU) 2017/565) that…
We have prepared template documents which contain everything an FCA authorised UK solo-regulated core firm needs to implement the Senior…
Save your time by only looking at the rules that apply to you. Easy-to-use format. Regular updates available. Includes MiFID…
FSREG provides outsourced KYC services for fund managers. For a fixed fee, we carry out customer due diligence and ongoing…
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The FCA and The City of London Corporation are running an ESG Digital Sandbox pilot to support the development of…
Our next workshop “Detecting Money Laundering – Real Case Studies” will take place on 6 and 8 October 2020 at…
In September 2018, we argued that a combination of factors (such as the devaluation of the British Pound versus the…
FS REG is pleased to announce the launch of our Summer Course on Contract Drafting in English. It is a…
The UK Government has announced the adoption of the Future Fund scheme (Scheme). The Scheme is meant to issue convertible…