FS REG - Legal and Regulatory Consultancy

FS REG provides legal and regulatory advice on corporate, investment funds and financial services matters

Category: United Kingdom

SENIOR MANAGERS AND CERTIFICATION REGIME: DRAFTING STATEMENTS OF RESPONSIBILITIES

A video on the Senior Managers and Certification Regime and drafting Statements of Responsibilities for Solo Regulated Firms. Disclaimer:  This…

SENIOR MANAGERS AND CERTIFICATION REGIME FOR SOLO-REGULATED FIRMS: EXPLAINED IN 5 MINUTES

A 5 minutes’ introduction to the FCA’s Senior Managers and Certification Regime (SM&CR) for Solo-Regulated Firms. Disclaimer:  This article provides…

M&A IN THE FINANCIAL SERVICES SECTOR: A CHECKLIST FOR ACQUISITION LAWYERS

The following checklist highlights some of the key areas commonly considered by acquisition lawyers when conducting a due diligence on…

USE OF CASH FOR MONEY-LAUNDERING PURPOSES: A MODERN-DAY PERSPECTIVE

How is cash laundered in the modern day?  What steps do the authorities take, and what further steps could they…

LONDON PROPERTY INVESTMENT FOR OVERSEAS INVESTORS: IS THIS THE RIGHT TIME TO BUY?

Having noted: the devaluation that the British Pound has suffered over the past few years: it was worth 1.44 Euros…

BREXIT WHITE PAPER: WHAT DOES IT SAY ABOUT FINANCIAL SERVICES PASSPORTS?

In a nutshell this is what the White Paper published today by Theresa May says about the financial services passports…

INVESTMENT FRAUD INVESTIGATION SERVICES: FROM £499 + VAT

Have you been offered an investment opportunity but you are not sure whether it is a scam?  Have you made…

TAILORED FCA HANDBOOK – FROM £499 + VAT

Save your time by only looking at the rules that apply to you.  Easy-to-use format.  Regular updates available.  Includes MiFID…

CRYPTOCURRENCY MISELLING: THE NEXT BIG WAVE OF INVESTOR LITIGATION

Have you lost money by investing in cryptocurrencies?  Was the investment sold to you by someone?  Was your cryptocurrency stolen…

SEEKING FUNDING FROM THE BRITISH BUSINESS BANK: THE ENTERPRISE CAPITAL FUNDS PROGRAMME

The British Business Bank (“BBB”) is a government-owned business development bank based in the United Kingdom.  It is not a…

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