Category: United Kingdom

WHISTLEBLOWING OVERVIEW

The following article provides an overview of the whistleblowing regime applicable in the UK. General The Public Interest Disclosure Act…

This is an ICARA template for MiFID investment firms subject to the Investment Firms Prudential Regime (“IFPR”). It can be…

This is a compliance manual for FCA authorised investment firms. This compliance manual covers all the main topics covered by…

This is a template compliance manual chapter for MiFID investment firms covering the main provisions contained in the Investment Firms…

We are excited to announce the launch of a whistleblowing helpline, i.e. a confidential reporting service for employees to make…

FSREG provides a range of know-your-client (KYC) solutions to help businesses comply with the Money Laundering, Terrorist Financing and Transfer…

Stablecoins are a new class of cryptocurrencies that are backed by a reserve asset to maintain price stability (“Stablecoins”). Stablecoins…

We are delighted to announce the launch of a new UK domiciliation and process agent service. For a fixed fee,…

The FCA and The City of London Corporation are running an ESG Digital Sandbox pilot to support the development of…

This article provides a summary of cryptocurrency taxation in the UK. It focuses on “exchange tokens” (such as Bitcoin and…