FCA RULES APPLICABILITY ANALYSIS: CORPORATE FINANCE FIRMS
This table lists the main rules contained in the FCA handbook and the MiFID Org Regulation (Regulation (EU) 2017/565) that…
This table lists the main rules contained in the FCA handbook and the MiFID Org Regulation (Regulation (EU) 2017/565) that…
We have prepared template documents which contain everything an FCA authorised UK solo-regulated core firm needs to implement the Senior…
Save your time by only looking at the rules that apply to you. Easy-to-use format. Regular updates available. Includes MiFID…
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Giuseppe is a corporate, investment funds and financial services lawyer based in London with more than 20 years of experience….
Marco is a Solicitor at FSREG and focuses on corporate, investment funds and regulatory matters. He holds an LLB in…
Ross Grater is a private equity professional with more than 20 years of experience. In addition to being a consultant…
Luca is a consultant at FSREG and specialises in venture capital investments and incubation services for innovative start-ups. He holds…
Dan is a versatile corporate solicitor currently practicing English, BVI and Cayman Islands law. With a strong educational background from…