AML COMPLIANCE MANUAL TEMPLATE
This anti-money laundering (“AML”) compliance manual template can be used by businesses subject to the Money Laundering, Terrorist Financing and…
M&A IN THE FINANCIAL SERVICES SECTOR: A CHECKLIST FOR ACQUISITION LAWYERS
The following checklist highlights some of the key areas commonly considered by acquisition lawyers when conducting a due diligence on…
USE OF CASH FOR MONEY LAUNDERING PURPOSES: A MODERN-DAY PERSPECTIVE
How is cash laundered in the modern day? What steps do the authorities take, and what further steps could they…
FCA COMPLIANCE MANUAL TEMPLATE
This is a compliance manual template for FCA authorised investment firms. It covers all the main topics covered by the…
ICARA TEMPLATE FOR MIFID INVESTMENT FIRMS
This is an ICARA template for MiFID investment firms subject to the Investment Firms Prudential Regime (“IFPR”). It can be…
IFPR COMPLIANCE MANUAL CHAPTER FOR MIFID INVESTMENT FIRMS
This is a template compliance manual chapter for MiFID investment firms covering the main provisions contained in the Investment Firms…
INVESTMENT PITCH DECK TEMPLATE
This is an investment pitch deck template to raise capital for a start-up company. It contains the following sections: Legal…
STABLECOINS & CENTRAL BANK DIGITAL CURRENCIES: THE FUTURE OF CRYPTOCURRENCIES
Stablecoins are a new class of cryptocurrencies that are backed by a reserve asset to maintain price stability (“Stablecoins”). Stablecoins…
L’IMPORTANZA DI SAPERE CON CHI HAI A CHE FARE
Per un piccolo prezzo, possiamo verificare se il nome di qualsiasi individuo o organizzazione di tua scelta e’ contenuto in…
KYC FORMS
These KYC forms can be used to perform KYC on customers and investors. They can be used by a range…