INVESTMENT FUND TERM SHEET
This is an investment fund term sheet intended to be used by start-up fund managers looking to launch their first…
EMPLOYMENT AGREEMENT
This is a short-form employment agreement intended to be used by small employers and start-ups for the hiring of their…
STATUTORY BOOKS FOR LIMITED COMPANIES
We have prepared a set of statutory books for private limited companies incorporated in the United Kingdom under the Companies…
HEDGE FUND LIQUIDATION CHECKLIST
This checklist sets out the main steps to be taken to liquidate a hedge fund structured as a Delaware limited…
SMCR CERTIFICATE AND ASSESSMENT FORM OF FITNESS AND PROPRIETY FOR CERTIFIED STAFF
This is a template SMCR certificate and assessment form to be used by an FCA solo-regulated UK Core SMCR firm…
FCA RULES APPLICABILITY ANALYSIS: CORPORATE FINANCE FIRMS
This table lists the main rules contained in the FCA handbook and the MiFID Org Regulation (Regulation (EU) 2017/565) that…
APPOINTED REPRESENTATIVE AGREEMENT
This is a precedent appointed representative agreement whereby an FCA authorised firm (the Principal) appoints another person (the Appointed Representative)…
SMCR TEMPLATE DOCUMENTS FOR UK SOLO-REGULATED CORE FIRMS
We have prepared template documents which contain everything an FCA authorised UK solo-regulated core firm needs to implement the Senior…