KYC FORMS
These KYC forms can be used to perform KYC on customers and investors. They can be used by a range…
AML NAME CHECK
For a fee of GBP 25, we can check the name of any individual or organisation of your choice against…
KYC OUTSOURCING FOR PRIVATE FUND MANAGERS
We are delighted to announce the launch of a new KYC outsourced service for private fund managers. For a fixed…
COMPLIANCE MANUAL TEMPLATE
This is a compliance manual template for MiFID investment firms authorised by the FCA. This compliance manual covers all the…
NOISY NEIGHBOURS: TAKING ACTION – LEGALLY – WITHOUT A LAWYER
Do you have a noisy neighbour who is disrupting your life on a regular basis? Has your local council been…
INVESTMENT FUND TERM SHEET
This is an investment fund term sheet intended to be used by start-up fund managers looking to launch their first…
EMPLOYMENT AGREEMENT
This is a short-form employment agreement intended to be used by small employers and start-ups for the hiring of their…
STATUTORY BOOKS FOR LIMITED COMPANIES
We have prepared a set of statutory books for private limited companies incorporated in the United Kingdom under the Companies…
HEDGE FUND LIQUIDATION CHECKLIST
This checklist sets out the main steps to be taken to liquidate a hedge fund structured as a Delaware limited…
SMCR CERTIFICATE AND ASSESSMENT FORM OF FITNESS AND PROPRIETY FOR CERTIFIED STAFF
This is a template SMCR certificate and assessment form to be used by an FCA solo-regulated UK Core SMCR firm…