FCA COMPLIANCE MANUAL TEMPLATE
This is a compliance manual template for FCA authorised investment firms. It covers all the main topics covered by the…
AML POLICIES AND PROCEDURES
These anti-money laundering (“AML”) policies and procedures can be used by businesses subject to the Money Laundering, Terrorist Financing and…
FCA CONSUMER DUTY POLICIES AND PROCEDURES
These FCA Consumer Duty policies and procedures can be inserted into a firm’s existing FCA Compliance Manual to implement the…
ICARA TEMPLATE FOR MIFID INVESTMENT FIRMS
This is an ICARA template for MiFID investment firms subject to the Investment Firms Prudential Regime (“IFPR”). It can be…
IFPR COMPLIANCE MANUAL CHAPTER FOR MIFID INVESTMENT FIRMS
This is a template compliance manual chapter for MiFID investment firms covering the main provisions contained in the Investment Firms…
INVESTMENT PITCH DECK TEMPLATE
This is an investment pitch deck template to raise capital for a start-up company. It contains the following sections: Legal…
STABLECOINS & CENTRAL BANK DIGITAL CURRENCIES: THE FUTURE OF CRYPTOCURRENCIES
Stablecoins are a new class of cryptocurrencies that are backed by a reserve asset to maintain price stability (“Stablecoins”). Stablecoins…
KYC FORMS
These KYC forms can be used to perform KYC on customers and investors. They can be used by a range…
AML NAME CHECK
For a small fee, we can check the name of any individual or organisation of your choice against a worldwide…
INVESTMENT FUND TERM SHEET
This is an investment fund term sheet for start-up managers looking to launch their first fund. It is easy to…