FS REG has prepared template documents which contain everything you need to efficiently implement the SMCR at your firm. The…
This training session considers some case studies concerning financial fraud. It is a reminder that financial frauds can occur, on…
Have you been offered an investment opportunity but you are not sure whether it is a scam? Have you made…
Save your time by only looking at the rules that apply to you. Easy-to-use format. Regular updates available. Includes MiFID…