EMPLOYMENT AGREEMENT
This is a short-form employment agreement intended to be used by small employers and start-ups for the hiring of their…
SOFT SKILLS FOR LAWYERS
Are you sure that during law school you have developed all the skills you need to become a successful lawyer?…
STATUTORY BOOKS FOR LIMITED COMPANIES
We have prepared a set of statutory books for private limited companies incorporated in the United Kingdom under the Companies…
LEASE EXTENSION AGREEMENT
This is a lease extension agreement to extend the lease of a flat in England under section 56 of the…
HEDGE FUND LIQUIDATION CHECKLIST
This checklist sets out the main steps to be taken to liquidate a hedge fund structured as a Delaware limited…
SMCR CERTIFICATE AND ASSESSMENT FORM OF FITNESS AND PROPRIETY FOR CERTIFIED STAFF
This is a template SMCR certificate and assessment form to be used by an FCA solo-regulated UK Core SMCR firm…
APPOINTED REPRESENTATIVE AGREEMENT
This is a precedent appointed representative agreement whereby an FCA authorised firm (the Principal) appoints another person (the Appointed Representative)…
FCA RULES APPLICABILITY ANALYSIS: CORPORATE FINANCE FIRMS
This table lists the main rules contained in the FCA handbook and the MiFID Org Regulation (Regulation (EU) 2017/565) that…
SMCR TEMPLATE DOCUMENTS FOR UK SOLO-REGULATED CORE FIRMS
We have prepared template documents which contain everything an FCA authorised UK solo-regulated core firm needs to implement the Senior…
TAILORED FCA HANDBOOK – FROM £499 + VAT
Save your time by only looking at the rules that apply to you. Easy-to-use format. Regular updates available. Includes MiFID…