We have prepared a set of statutory books for private limited companies incorporated in the United Kingdom under the Companies…
This checklist sets out the main steps to be taken to liquidate a hedge fund structured as a Delaware limited…
This is a template form to be used by an FCA solo-regulated UK Core SMCR firm to assess the fitness…
This table lists the main rules contained in the FCA handbook and the MiFID Org Regulation (Regulation (EU) 2017/565) that…
This is a precedent appointed representative agreement whereby an FCA authorised firm (the Principal) appoints another person (the Appointed Representative)…
We are pleased to announce that the 2020 reprint of Soft Skills for Lawyers is available for sale! To buy…
FS REG has prepared template documents which contain everything you need to efficiently implement the SMCR at your firm. The…
This training session considers some case studies concerning financial fraud. It is a reminder that financial frauds can occur, on…
Have you been offered an investment opportunity but you are not sure whether it is a scam? Have you made…
Save your time by only looking at the rules that apply to you. Easy-to-use format. Regular updates available. Includes MiFID…