FS REG - Legal and Regulatory Consultancy

FS REG provides legal and regulatory advice on corporate, investment funds and financial services matters

Category: Products

SUMMER COURSE ‘REDAZIONE DI CONTRATTI IN LINGUA INGLESE’

FS REG è lieta di annunciare il lancio del summer course sulla redazione di contratti in lingua inglese. Si tratta…

SUMMER COURSE ON CONTRACT DRAFTING IN ENGLISH

FS REG is pleased to announce the launch of our Summer Course on Contract Drafting in English. It is a…

“PROOF OF WEALTH BIBLES”: CHE COSA SONO E QUANDO SONO NECESSARIE?

La proof of wealth bible (“PWB”) è un fascicolo di documenti contenente (i) la descrizione di come una persona abbia…

PROOF OF WEALTH BIBLES: WHAT ARE THEY AND WHEN DO YOU NEED THEM?

A proof of wealth bible (“PWB”) is a bundle of documents containing (i) a description of how you legitimately acquired…

STATUTORY BOOKS FOR LIMITED COMPANIES

We have prepared a set of statutory books for private limited companies incorporated in the United Kingdom under the Companies…

HEDGE FUND LIQUIDATION CHECKLIST

This checklist sets out the main steps to be taken to liquidate a hedge fund structured as a Delaware limited…

SMCR ASSESSMENT FORM AND CERTIFICATE OF FITNESS AND PROPRIETY FOR CERTIFIED STAFF

This is a template form to be used by an FCA solo-regulated UK Core SMCR firm to assess the fitness…

FCA RULES APPLICABILITY ANALYSIS: CORPORATE FINANCE FIRMS

This table lists the main rules contained in the FCA handbook and the MiFID Org Regulation (Regulation (EU) 2017/565) that…

APPOINTED REPRESENTATIVE AGREEMENT

This is a precedent appointed representative agreement whereby an FCA authorised firm (the Principal) appoints another person (the Appointed Representative)…

SOFT SKILLS FOR LAWYERS: 2020 REPRINT!

We are pleased to announce that the 2020 reprint of Soft Skills for Lawyers is available for sale! To buy…

© 2020 FS REG – Legal and Regulatory Consultancy. Theme by Anders Norén.