WHISTLEBLOWING OVERVIEW
The following article provides an overview of the whistleblowing regime applicable in the UK. General The Public Interest Disclosure Act…
The following article provides an overview of the whistleblowing regime applicable in the UK. General The Public Interest Disclosure Act…
This table lists the main rules contained in the FCA handbook and the MiFID Org Regulation (Regulation (EU) 2017/565) that…
We have prepared template documents which contain everything an FCA authorised UK solo-regulated core firm needs to implement the Senior…
Save your time by only looking at the rules that apply to you. Easy-to-use format. Regular updates available. Includes MiFID…
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Giuseppe is a corporate, investment funds and financial services lawyer based in London with more than 20 years of experience….
Marco is a Solicitor at FSREG and focuses on corporate, investment funds and regulatory matters. He holds an LLB in…
Ross Grater is a private equity professional with more than 20 years of experience. In addition to being a consultant…