USE OF CASH FOR MONEY LAUNDERING PURPOSES: A MODERN-DAY PERSPECTIVE
How is cash laundered in the modern day? What steps do the authorities take, and what further steps could they…
FCA CONSUMER DUTY POLICIES AND PROCEDURES
These FCA Consumer Duty policies and procedures can be inserted into a firm’s existing FCA Compliance Manual to implement the…
PROOF OF WEALTH REPORTS: WHAT ARE THEY AND WHEN DO YOU NEED THEM?
A proof of wealth report (“PWR”) is a report prepared by a lawyer: containing a description of how you legitimately…
ICARA TEMPLATE FOR MIFID INVESTMENT FIRMS
This is an ICARA template for MiFID investment firms subject to the Investment Firms Prudential Regime (“IFPR”). It can be…
IFPR COMPLIANCE MANUAL CHAPTER FOR MIFID INVESTMENT FIRMS
This is a template compliance manual chapter for MiFID investment firms covering the main provisions contained in the Investment Firms…
INVESTMENT PITCH DECK TEMPLATE
This is an investment pitch deck template to raise capital for a start-up company. It contains the following sections: Legal…
STABLECOINS & CENTRAL BANK DIGITAL CURRENCIES: THE FUTURE OF CRYPTOCURRENCIES
Stablecoins are a new class of cryptocurrencies that are backed by a reserve asset to maintain price stability (“Stablecoins”). Stablecoins…
L’IMPORTANZA DI SAPERE CON CHI HAI A CHE FARE
Per un piccolo prezzo, possiamo verificare se il nome di qualsiasi individuo o organizzazione di tua scelta e’ contenuto in…
KYC FORMS
These KYC forms can be used to perform KYC on customers and investors. They can be used by a range…
UNITED KINGDOM
Services In the United Kingdom, FS REG provides a full range of legal, regulatory and consulting services with a particular…