LONDON
FS REG Limited – Head Office 13 Claremont Heights, 70 Pentonville Road London N1 9PR, United Kingdom Telephone: +44 20 7502…
NEW YORK
FS REG Limited – Representative Office [COMING SOON] Email: newyork@fsreg.com
DUBAI
FS REG Limited – Representative Office [COMING SOON] Email: dubai@fsreg.com
FULL PACKAGE OF COMPLIANCE CHECKLISTS AND TEMPLATES (DORA)
This package comprises the following documents: ICT Risk Management Framework Template (DORA); ICT Third-Party Service Provider Contract Checklist (DORA); Digital…
ICT-RELATED INCIDENT MANAGEMENT PROCESS CHECKLIST (DORA)
This checklist can be used by financial entities to document compliance with Chapter III (ICT-Related Incident Management, Classification and Reporting)…
DIGITAL OPERATIONAL RESILIENCE TESTING PROGRAMME TEMPLATE (DORA)
This Digital Operational Resilience Testing Programme template can be used by financial entities to document compliance with Chapter IV (Digital…
ICT THIRD-PARTY SERVICE PROVIDER CONTRACT CHECKLIST (DORA)
This checklist can be used by financial entities to document compliance with Section I of Chapter V (Managing of ICT…
ICT RISK MANAGEMENT FRAMEWORK TEMPLATE (DORA)
This ICT Risk Management Framework template can be used by financial entities to document compliance with Chapter II (ICT Risk…
FCA COMPLIANCE MANUAL TEMPLATE
This is a compliance manual template for FCA authorised investment firms. It covers all the main topics covered by the…
AML COMPLIANCE MANUAL TEMPLATE
This anti-money laundering (“AML”) compliance manual template can be used by businesses subject to the Money Laundering, Terrorist Financing and…