This is a precedent appointed representative agreement whereby an FCA authorised firm (the Principal) appoints another person (the Appointed Representative) as an appointed representative and tied agent under the Financial Services and Markets Act 2000 to engage in the regulated activities of:

  • arranging (bringing about deals) in investments; and
  • making arrangements with a view to transactions in investments.

You can use this precedent:

  • as a comparison tool to review a draft appointed representative agreement you received from your Principal; or
  • as a starting point for drafting your own appointed representative agreement.

This precedent was prepared in 2020 and has not been updated to reflect any subsequent regulatory changes.

A preview of this precedent is available here: Appointed Representative Agreement – Preview.

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