This is a precedent appointed representative agreement whereby an FCA authorised firm (the Principal) appoints another person (the Appointed Representative) as an appointed representative and tied agent under the Financial Services and Markets Act 2000 to engage in the regulated activities of:

  • arranging (bringing about deals) in investments; and
  • making arrangements with a view to transactions in investments.

This agreement was prepared in August 2017 and is being provided as a precedent on an “as is” basis, i.e. for reference purposes only and without any guarantee of its suitability, accuracy, completeness or compliance with any applicable laws and regulations.

Please click here to see a preview of the agreement: Appointed Representative Agreement Preview.

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