FS REG - Legal and Regulatory Consultancy

FS REG provides legal and regulatory advice on corporate, investment funds and financial services matters

Category: United Kingdom

SEEKING FUNDING FROM THE BRITISH BUSINESS BANK: THE ENTERPRISE CAPITAL FUNDS PROGRAMME

The British Business Bank (“BBB”) is a government-owned business development bank based in the United Kingdom.  It is not a…

WHAT FINANCIAL SERVICES ACTIVITIES REQUIRE FCA AUTHORISATION IN THE UNITED KINGDOM?

The following is a list of financial services activities that can generally be carried out in the United Kingdom only…

UK INVESTMENT ADVISORY FIRM / LUXEMBOURG RESERVED ALTERNATIVE INVESTMENT FUND: A COST EFFECTIVE STRUCTURE FOR EUROPEAN VENTURE CAPITAL FUNDS

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FCA CHANGE IN CONTROL APPLICATIONS AND FREEDOM OF INFORMATION REQUEST: WHAT WE HAVE LEARNED

In September 2017, FS REG (www.fsreg.com) submitted to the Financial Conduct Authority (“FCA”) a freedom of information request to obtain certain…

NEW CORPORATE OFFENCES OF FAILURE TO PREVENT FACILITATION OF UK AND FOREIGN TAX EVASION: FREQUENTLY ASKED QUESTIONS

This article answers some of the most frequently asked questions regarding the new corporate offences of failure to prevent facilitation…

WARRANTY & INDEMNITY INSURANCE: UK AND ITALIAN EXPERIENCE COMPARED

This article answers some of the most frequently asked questions regarding the use of warranty & indemnity insurance in M&A…

MARKETING INVESTMENT OPPORTUNITIES TO UK-BASED INVESTORS: A QUICK REFERENCE GUIDE

This note outlines the key legal restrictions that a person looking to market an investment opportunity to UK-based investors must…

ESTABLISHING AN INVESTMENT ADVISORY FIRM IN THE UK: FREQUENTLY ASKED QUESTIONS

This note provides an answer to the most frequently asked questions regarding the establishment of an investment advisory firm in…

CONSENT, CONSULTATION AND INFORMATION RIGHTS IN ENGLISH LIMITED PARTNERSHIPS

This note provides an overview of the consent, consultation and information rights typically provided to investors providing capital as limited…

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