FS REG - Legal and Regulatory Consultancy

FS REG provides legal and regulatory advice on corporate, investment funds and financial services matters

Category: United Kingdom

FINANCIAL FRAUD TRAINING FOR LAWYERS: CASE STUDIES

This training session considers some case studies concerning financial fraud.  It is a reminder that financial frauds can occur, on…

SENIOR MANAGERS AND CERTIFICATION REGIME: DRAFTING STATEMENTS OF RESPONSIBILITIES

A video on the Senior Managers and Certification Regime and drafting Statements of Responsibilities for Solo Regulated Firms. Disclaimer:  This…

SENIOR MANAGERS AND CERTIFICATION REGIME FOR SOLO-REGULATED FIRMS: EXPLAINED IN 5 MINUTES

A 5 minutes’ introduction to the FCA’s Senior Managers and Certification Regime (SM&CR) for Solo-Regulated Firms. Disclaimer:  This article provides…

M&A IN THE FINANCIAL SERVICES SECTOR: A CHECKLIST FOR ACQUISITION LAWYERS

The following checklist highlights some of the key areas commonly considered by acquisition lawyers when conducting a due diligence on…

USE OF CASH FOR MONEY-LAUNDERING PURPOSES: A MODERN-DAY PERSPECTIVE

How is cash laundered in the modern day?  What steps do the authorities take, and what further steps could they…

LONDON PROPERTY INVESTMENT FOR OVERSEAS INVESTORS: IS THIS THE RIGHT TIME TO BUY?

Having noted: the devaluation that the British Pound has suffered over the past few years: it was worth 1.44 Euros…

BREXIT WHITE PAPER: WHAT DOES IT SAY ABOUT FINANCIAL SERVICES PASSPORTS?

In a nutshell this is what the White Paper published today by Theresa May says about the financial services passports…

INVESTMENT FRAUD INVESTIGATION SERVICES: FROM £499 + VAT

Have you been offered an investment opportunity but you are not sure whether it is a scam?  Have you made…

TAILORED FCA HANDBOOK – FROM £499 + VAT

Save your time by only looking at the rules that apply to you.  Easy-to-use format.  Regular updates available.  Includes MiFID…

CRYPTOCURRENCY MISELLING: THE NEXT BIG WAVE OF INVESTOR LITIGATION

Have you lost money by investing in cryptocurrencies?  Was the investment sold to you by someone?  Was your cryptocurrency stolen…

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